Last modified: 26 Oct 2023 11:16
The course teaches you the different regulations in the financial system. We first go into detail on the main current banking standards: the Basel standards. Within the standards, we will look at credit, market and operational risks measures. We shall see how they impact the commercial or risk policy of a bank, alongside its impact on the day-to-day work of front officers, such as the loan officer. We then consider the financial market to understand the main regulation: MIFID.
| Study Type | Postgraduate | Level | 5 |
|---|---|---|---|
| Term | Second Term | Credit Points | 15 credits (7.5 ECTS credits) |
| Campus | Aberdeen | Sustained Study | No |
| Co-ordinators |
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The overall learning aim (goal) of this course is to teach you the different regulations that exist within the financial system.
The specific learning objectives of the course are:
By the end of this course, you will:
| Assessment Type | Summative | Weighting | 30 | |
|---|---|---|---|---|
| Assessment Weeks | Feedback Weeks | |||
| Feedback | Word Count | 1000 | ||
| Knowledge Level | Thinking Skill | Outcome |
|---|---|---|
| Conceptual | Apply | Be able to explain each regulation and its main pillars |
| Conceptual | Understand | Understand why regulation is important (or not) in the financial industry |
| Conceptual | Understand | Be able to make the link between the 2008 financial crisis and its implications in terms of regulation |
| Conceptual | Understand | Be able to understand how regulations affect the daily work of an employee in a financial institution |
| Assessment Type | Summative | Weighting | 30 | |
|---|---|---|---|---|
| Assessment Weeks | Feedback Weeks | |||
| Feedback | Word Count | 1000 | ||
| Knowledge Level | Thinking Skill | Outcome |
|---|---|---|
| Conceptual | Apply | Be able to explain each regulation and its main pillars |
| Conceptual | Understand | Understand why regulation is important (or not) in the financial industry |
| Conceptual | Understand | Be able to make the link between the 2008 financial crisis and its implications in terms of regulation |
| Conceptual | Understand | Be able to understand how regulations affect the daily work of an employee in a financial institution |
| Assessment Type | Summative | Weighting | 40 | |
|---|---|---|---|---|
| Assessment Weeks | Feedback Weeks | |||
| Feedback | ||||
| Knowledge Level | Thinking Skill | Outcome |
|---|---|---|
| Conceptual | Analyse | Be able to use systemic risk instruments |
| Conceptual | Understand | Be able to understand simple regulation tools |
There are no assessments for this course.
| Assessment Type | Summative | Weighting | 100 | |
|---|---|---|---|---|
| Assessment Weeks | Feedback Weeks | |||
| Feedback | Word Count | 2500 | ||
| Knowledge Level | Thinking Skill | Outcome |
|---|---|---|
| Knowledge Level | Thinking Skill | Outcome |
|---|---|---|
| Conceptual | Understand | Understand why regulation is important (or not) in the financial industry |
| Conceptual | Apply | Be able to explain each regulation and its main pillars |
| Conceptual | Understand | Be able to make the link between the 2008 financial crisis and its implications in terms of regulation |
| Conceptual | Analyse | Be able to use systemic risk instruments |
| Conceptual | Understand | Be able to understand how regulations affect the daily work of an employee in a financial institution |
| Conceptual | Understand | Be able to understand simple regulation tools |
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